18 results
8-K
EX-1.1
LPLA
LPL Financial Holdings Inc
9 Nov 23
Regulation FD Disclosure
7:00am
or any affiliate of the Guarantor, on the one hand, and any director, officer, member, stockholder, customer or supplier of the Guarantor or any
CORRESP
LPLA
LPL Financial Holdings Inc
10 Jan 13
Correspondence with SEC
12:00am
basis. Other considerations include credit risk, discretion in supplier selection and general inventory risk. After weighing all of the above factors … services; therefore, we do not perform part of the service.
The entity has discretion in supplier selection
Gross: we control the process
8-K
EX-10.5
LPLA
LPL Financial Holdings Inc
23 Jul 10
Other Events
12:00am
, that nothing in this Section 10(a) shall be deemed to prohibit the Executive from soliciting a customer, prospective customer, target or supplier … with the Company. A customer, prospective customer, target, supplier, financial advisor, officer or employee of Investment Holdings or any of its subsidiaries
8-K
EX-10.2
LPLA
LPL Financial Holdings Inc
23 Jul 10
Other Events
12:00am
in this Section 10(a) shall be deemed to prohibit the Executive from soliciting a customer, prospective customer, target or supplier of Investment Holdings … . A customer, prospective customer, target, supplier, financial advisor, officer or employee of Investment Holdings or any of its subsidiaries is any one who
8-K
EX-10.4
LPLA
LPL Financial Holdings Inc
23 Jul 10
Other Events
12:00am
(a) shall be deemed to prohibit the Executive from soliciting a customer, prospective customer, target or supplier of Investment Holdings or any of its … , prospective customer, target, supplier, financial advisor, officer or employee of Investment Holdings or any of its subsidiaries is any one who
8-K
EX-10.3
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23 Jul 10
Other Events
12:00am
8-K
EX-10.1
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23 Jul 10
Other Events
12:00am
S-1
EX-10.9
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4 Jun 10
IPO registration
12:00am
S-1
EX-10.8
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4 Jun 10
IPO registration
12:00am
S-1
EX-10.6
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4 Jun 10
IPO registration
12:00am
8-K
EX-10.1
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28 May 10
Entry into a Material Definitive Agreement
12:00am
10-K
EX-10.17
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31 Mar 08
Annual report
12:00am
10-12G
EX-10.6
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30 Apr 07
Registration of securities
12:00am
10-12G
EX-10.12
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30 Apr 07
Registration of securities
12:00am
10-12G
EX-10.10
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30 Apr 07
Registration of securities
12:00am
10-12G
EX-10.1
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30 Apr 07
Registration of securities
12:00am
10-12G
EX-10.8
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30 Apr 07
Registration of securities
12:00am
10-12G
EX-10.4
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30 Apr 07
Registration of securities
12:00am
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